B. Riley Files 10-K but Overdue Reports Still Jeopardize Listing

B. Riley Financial Inc. filed its overdue audited results for 2024 but said it will miss Nasdaq’s Sept. 29 deadline to file delayed quarterly reports for this year, leaving its listing by the stock exchange still in doubt.

In a filing Friday with the US Securities and Exchange Commission, B. Riley said it told Nasdaq’s staff “it would be unable to file” the quarterly reports by Sept. 29. Nasdaq had told B. Riley last month the company needed to complete all its overdue filings by the deadline — the annual Form 10-K and this year’s first and second-quarter 10-Qs to ...