A former head of equity trading at Denver-based Irving Investors used confidential information to trade securities of at least 10 public companies, the SEC alleged in a complaint Friday.
Ryan Squillante agreed, in a separate Friday filing, to the Securities and Exchange Commission’s proposed judgment, including disgorgement, interest, and a civil penalty to be determined by the US District Court for the District of Connecticut.
The SEC alleged that Squillante made nearly $217,000 in trading profits between August 2022 and June 2023, using information he received in his capacity as head of equity trading at an undisclosed investment firm.
The ...